Senior Specialist, Consolidated Audit Trail Compliance - Any FINRA Location (Government)
The volume and nature of data collected and stored by CAT further highlights the critical importance of a strong compliance program. While the CCO's position will reside in FINRA CAT, the CCO has a fiduciary duty to the Consolidated Audit Trail, LLC.
Essential Job Functions:
The Senior Specialist's primary responsibility is to assist the CCO and Deputy CCO execute their duties and to serve as their designee as warranted. The essential job functions include the following:
Compensation Range for Colorado locationsAnnual Salary: $72,400.00 - $129,600.00
To be considered for this position, please submit an application.
The information provided above has been designed to indicate the general nature and level of work of the position. It is not a comprehensive inventory of all duties, responsibilities and qualifications required.
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Employees may be eligible for a discretionary bonus in addition to base pay. FINRA also provides a variety of benefits including comprehensive health and welfare benefits, life and disability insurance, paid holidays, vacation, personal, and sick leave. FINRA offers immediate participation and vesting in a 401(k) plan with company match. You will also be eligible for participation in an additional FINRA-funded retirement contribution, our tuition reimbursement program and many other benefits. If you would like to contribute to our important mission and work collegially in a professional organization that values intelligence, integrity and initiative, consider a career with FINRA.
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